Important Disclosure Information
Bell Rock Capital, LLC (“Bell Rock Capital”) is an SEC registered investment advisor located in Delaware. Bell Rock Capital and its representatives are in compliance with the current filing requirements imposed upon registered investment advisors by those jurisdictions in which Bell Rock Capital maintains clients. Bell Rock Capital may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. Bell Rock Capital’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment related information, publications, and links. Accordingly, the publication of Bell Rock Capital’s web site on the Internet should not be construed by any consumer and/or prospective client as Bell Rock Capital’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Bell Rock Capital with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Bell Rock Capital, please contact the SEC, FINRA or the state securities regulators for those states in which Bell Rock Capital maintains a filing. A copy of Bell Rock Capital’s current written disclosure statement discussing Bell Rock Capital’s business operations, service, and fees is available from Bell Rock Capital upon written request. Bell Rock Capital does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Bell Rock Capital’s web site or incorporated herein and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended or undertaken by Bell Rock Capital made reference to directly or indirectly by Bell Rock Capital in its web site, or indirectly by a link to an unaffiliated third-party web site, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deductions of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results. Certain portions of Bell Rock Capital’s web site (i.e., newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Bell Rock Capital’s (and those of other investment and non-investment professionals) positions and/or recommendations of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendations(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Bell Rock Capital, or form any other investment professional. Bell Rock Capital is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice. Bell Rock Capital, a Registered Investment Advisor with the U.S. Securities Exchange Commission. Registration does not imply a certain level of skill or training.
To the extent that any client or prospective client utilizes any economic calculator or similar device contained within or linked to Bell Rock Capital’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Bell Rock Capital, or from any other investment professional.
Please Note: Limitations:
Neither rankings and/or recognition by unaffiliated rating services, publications, media, or other organizations, nor the achievement of any designation or certification, should be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Bell Rock Capital, LLC is engaged, or continues to be engaged, to provide investment advisory services. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Rankings are generally limited to participating advisers (see link as to participation data, to the extent applicable). No ranking or recognition should be construed as a current or past endorsement of Bell Rock Capital, LLC by any of its clients. ANY QUESTIONS: Bell Rock Capital, LLC’s Chief Compliance Officer remains available to address any questions regarding rankings and/or recognitions, including providing the criteria used for any reflected ranking.
Each client and prospective client agrees, as a condition precedent to his/her/its access to Company’s web site, to release and hold harmless Company, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Company.
The AIFA Designation certifies that the recipient has advanced knowledge of fiduciary standards of care, their application to the investment management process, and procedures for assessing conformance by third parties to fiduciary standards. To receive the AIFA Designation, the individual must hold the AIF Designation, meet prerequisite criteria based on a combination of education, relevant industry experience, auditing experience, and/or ongoing professional development, complete a training program, successfully pass a comprehensive, closed‐book final examination under the supervision of a proctor and agree to abide by the Code of Ethics and Conduct Standards. In order to maintain the AIFA Designation, the individual must annually attest to the Code of Ethics and Conduct Standards and accrue and report a minimum of ten hours of continuing education. The Designation is administered by the Center for Fiduciary Studies, the standards‐setting body of fi360.
The PPC Designation certifies that the recipient has specialized knowledge of retirement plan compliance requirements, common plan services, and plan administration. To receive the PPC Designation, the individual must meet prerequisite criteria based on a combination of education, relevant industry experience, and/or ongoing professional development, complete a training program, successfully pass a comprehensive, closed‐book final examination under the supervision of a proctor and agree to abide by the Code of Ethics and Conduct Standards. In order to maintain the PPC Designation, the individual must annually attest to the Code of Ethics and Conduct Standards and accrue and report a minimum of six hours of continuing education.
Center for Board Certified Fiduciaries
The Board Certified Fiduciary™ (BCF™) designation that is a professional mark awarded by the Center for Board Certified Fiduciaries™ (CBCF™) that is peer acknowledgment of the professional knowledge, skills, work experience and special expertise that defines an exemplary fiduciary leader. The members of the Center for Board Certified Fiduciaries™ (CBCF™) are leading professionals who have demonstrated a mastery of (1) the leadership and stewardship behaviors that define a fiduciary’s sense of purpose; (2) a prudent process outlined by the Uniform Code of Fiduciary Conduct; and (3) best practices associated with a particular fiduciary specialty. Board certification is the process by which a professional demonstrates a mastery of basic knowledge and skills through written, practical, or simulator-based testing.
PLEASE NOTE: The information being provided is strictly as a courtesy. When you link to any of these websites provided here, you are leaving this site. Bell Rock Capital makes no representation as to the completeness or accuracy of information provided at these sites. Nor is the company liable for any direct or indirect technical or system issues or any consequences arising out of your access to, or your use of third-party technologies, sites, information and programs made available through this site. When you access one of these sites, you are leaving Bell Rock Capital’s website and assume total responsibility and risk for your use of the sites you are linking to.